Compliance Support

In business today it is imperative to take a risk-based approach to compliance. Inappropriate or non-existing procedures for customer screening and employee checking have resulted in direct and indirect losses for many organisations. Our Compliance Check offers a cost-effective solution in mitigating regulatory and reputational risk. The check can be conducted on either an individual or a company.

Such checks have become a crucial part of compliance activity and are particularly important in the current 'zero-tolerance regulatory environment.' Failure to conduct proper checks continues to result in high fines and potential criminal charges, not just for the company involved but for the directors and responsible managers.

The Check involves the following:

  • Verification of identity, address and immigration status
  • Financial check - County Court Judgments, sequestration and bankruptcy
  • Sanction, Watch and Black List checks
  • Politically Exposed Persons (PEP) List checks
  • Specific regulatory checks where required
  • Professional qualification/certification checks where required

We then also conduct a detailed cross referencing exercise of our consolidated enforcement & anti-money laundering data lists.

This is then supported by a worldwide media search.

These searches enable us to identify any 'red flags' that are issued by more than 300 regulators from around the world, including warnings by financial authorities, government enforcement agencies, courts & regulators, in the UK, Europe, North America, the Middle East, Africa, Asia, Latin America, Australia, and also Off-Shore jurisdictions.

Confidential Enquiry Form

This form will be handled in the strictest of confidence. You will be contacted by a person qualified and experienced to assist in this area.

Contact Us

42 Berkeley Square
London
W1J 5AW
United Kingdom

Tel: +44 (0) 208 334 7038
Fax: 0845 280 6400
Email: contact/at/box89.com